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Benjamin Francis Segura

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-02
CO RA APPROVED 2021-03-11
  • TX RA
    APPROVED_RES
    Since 2023-12-02
  • CO RA
    APPROVED
    Since 2021-03-11

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

9350 E Arapahoe Rd 1St Fl, Greenwood Village, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Lone Tree CO 09/2018 02/2021
U.S. Bank Lone Tree CO 06/2017 02/2021
Lyft San Francisco CA 02/2017 05/2017
Mass Mutual Centennial CO 07/2016 03/2017
Wells Fargo Clearing Services, Llc Greenwood Village CO 02/2021 Present
Wells Fargo Bank, Na Greenwood Village CO 02/2021 Present
  • 09/2018 → 02/2021
    U.S. Bancorp Investments, Inc.
    Lone Tree, CO
  • 06/2017 → 02/2021
    U.S. Bank
    Lone Tree, CO
  • 02/2017 → 05/2017
    Lyft
    San Francisco, CA
  • 07/2016 → 03/2017
    Mass Mutual
    Centennial, CO
  • 02/2021 → Present
    Wells Fargo Clearing Services, Llc
    Greenwood Village, CO
  • 02/2021 → Present
    Wells Fargo Bank, Na
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-11
S63 Uniform Securities Agent State Law Examination 2019-01-26
  • S66 Uniform Combined State Law Examination
    2021-03-11
  • S63 Uniform Securities Agent State Law Examination
    2019-01-26
Other Names
  • Ben Segura
  • Benjamin Francis Segura
  • Benjamin F Segura

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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