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Richard Warren Joseph Meier

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Parker, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
CO RA APPROVED 2016-06-02
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • CO RA
    APPROVED
    Since 2016-06-02

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

10900 S Parker Rd, Parker, CO 80134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Castle Rock CO 03/2016 11/2016
Wells Fargo Bank Na Castle Rock CO 03/2016 Present
Wells Fargo Clearing Services, Llc Castle Rock CO 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Castle Rock, CO
  • 03/2016 → Present
    Wells Fargo Bank Na
    Castle Rock, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Castle Rock, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
  • S66 Uniform Combined State Law Examination
    2016-06-01
Other Names
  • Richard Meier
  • Ricky Meier

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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