Charlotte Nascimento Souza

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-01-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
National Securities Corp	New York	NY	06/2016	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2016	04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New Haven	CT	05/2017	04/2018
Pruco Securities, Llc	Shelton	CT	09/2018	01/2019
Unemployed	Bridgeport	CT	05/2018	08/2018
The Prudential Insurance Company Of America	Shelton	CT	11/2018	01/2019
Fidelity Investments	Fairfield	CT	02/2019	12/2025
Fidelity Investments	Boston	MA	03/2025	12/2025
Charles Schwab & Co., Inc.	West Hartford	CT	01/2026	Present
Charles Schwab Bank, Ssb	West Hartford	CT	01/2026	Present

06/2016 → 09/2016

National Securities Corp

New York, NY
11/2016 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2017 → 04/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT
09/2018 → 01/2019

Pruco Securities, Llc

Shelton, CT
05/2018 → 08/2018

Unemployed

Bridgeport, CT
11/2018 → 01/2019

The Prudential Insurance Company Of America

Shelton, CT
02/2019 → 12/2025

Fidelity Investments

Fairfield, CT
03/2025 → 12/2025

Fidelity Investments

Boston, MA
01/2026 → Present

Charles Schwab & Co., Inc.

West Hartford, CT
01/2026 → Present

Charles Schwab Bank, Ssb

West Hartford, CT

2025-03-31 → 2026-01-08

Strategic Advisers Llc

Shelton, CT

Shelton, CT

Boston, MA
2020-09-16 → 2025-03-31

Fidelity Personal And Workplace Advisors

New Haven, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-16
S63	Uniform Securities Agent State Law Examination	2016-08-19

Other Firms