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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-06-09 |
| IN | RA | APPROVED | 2026-03-19 |
| WI | RA | APPROVED | 2026-02-13 |
| OH | RA | APPROVED | 2026-01-05 |
| WV | RA | APPROVED | 2025-12-12 |
| NJ | RA | APPROVED | 2025-12-04 |
| IL | RA | APPROVED | 2025-12-03 |
| IA | RA | APPROVED | 2025-12-03 |
| MI | RA | APPROVED | 2025-12-03 |
| MN | RA | APPROVED | 2025-12-03 |
| NY | RA | APPROVED | 2025-12-03 |
| NC | RA | APPROVED | 2025-12-03 |
| PA | RA | APPROVED | 2025-12-03 |
| SC | RA | APPROVED | 2025-12-03 |
| SD | RA | APPROVED | 2025-12-03 |
| UT | RA | APPROVED | 2025-12-03 |
| AZ | RA | APPROVED | 2025-12-01 |
| FL | RA | APPROVED | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-26 |
| CA | RA | APPROVED | 2025-11-25 |
| CO | RA | APPROVED | 2025-11-25 |
| MT | RA | APPROVED | 2025-11-25 |
| OR | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
| WA | RA | APPROVED | 2025-11-25 |
Branch Locations
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 11/2025 |
| Northwestern Mutual Investment Services Llc | Phoenix | AZ | 05/2017 | 12/2017 |
| Grand Canyon University | Phoenix | AZ | 08/2013 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Phoenix | AZ | 04/2018 | 11/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2018 | 11/2025 |
| Park Avenue Securities | Phoenix | AZ | 11/2025 | Present |
| Guardian Life Insurance Company | Phoenix | AZ | 11/2025 | Present |
1. Hardy Wealth Management- DBA, Start date: 02/01/2022, Address: 1601 E Highland Ave, Apt 1212, Phoenix, AZ 85016, 1 total hours per month 1 during securities trading hours, Non Investment related, No Annual Compensation, 2. Insurance Broker -sale and solicitation of insurance other than Guardian, Start date: 06/01/2017, Address: 9336 E Raintree Drive, Suite 110, Scottsdale, AZ, 85260, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-07-20 |
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