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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-21 |
Branch Locations
8310 Wehrle Dr, Williamsville, NY 14221-7334 • United States
Niagara Falls, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fedex Trade Networks | Buffalo | NY | 09/2013 | 09/2019 |
| Axa Advisors. Llc | New York | NY | 07/2016 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Niagara Falls | NY | 09/2019 | 06/2022 |
| Bank Of America, N.A. | Niagara Falls | NY | 09/2019 | 06/2022 |
| Ameriprise Financial Services, Llc | Williamsville | NY | 06/2022 | Present |
Board of Directors; Niagara County Youth Bureau; Co-Chairman; 301 10th St, , Niagara Falls, NY, 14303; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-24 |
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