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Eric Carl Kulberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-04
CA RA APPROVED 2019-05-16
  • TX RA
    APPROVED
    Since 2019-06-04
  • CA RA
    APPROVED
    Since 2019-05-16

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johannsen & Associates Santa Barbara CA 06/2017 12/2018
Ifam Capital Fort Collins CO 10/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 01/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-10
  • S66 Uniform Combined State Law Examination
    2019-05-10
Other Names
  • Eric Carl Kulberg
  • Eric Kulberg

View on SEC IAPD

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CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
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Timothy Emmanuel Jou

Other Offices

CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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