Michael Scott Settler

Current Employers

Employment History

• 07/1998 → Present
  Michael S. Settler Cpac
  Elmsford, NY
• 11/2004 → 06/2020
  American Portfolios Financial Services, Inc
  Elmsford, NY
• 06/2020 → 06/2025
  Lpl Financial Llc
  Elmsford, NY
• 06/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  White Plains, NY

Previous Registrations

• 2020-07-01 → 2025-06-09
  Lpl Financial Llc
  Paramus, NJ
  Elmsford, NY
  White Plains, NY
• 2013-01-16 → 2020-07-28
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

2) 1/1994 - Data Processing - GROUP COMPUTER SERVICES AND SYSTEMS INC - Not Investment Related - 152 CLASSIC COURT WHITE PLAINS NY 10603 3) 06/2017 - Act in a Fiduciary Capacity - MICHAEL SETTLER TRUSTEE - Investment Related - 152 CLASSIC COURT WHITE PLAINS NY 10603 5) 2/10/2021 - Horizon Wealth Managers LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Member - Started 11/02/2020 - Started 11/02/2020 - 4 Hours Per Month During Securities Trading - Member and tax matters partner for our new LLC which only does life, health, disability, and long-term care insurance sales.6) 09/22/2023 - LAUREN S TRUST MAIN DTD 02/16/2022 - Act in a Fiduciary Capacity - Trustee - Not Investment Related - At Reported Business Location(s) - Start Date 1/25/2022 7) LAUREN SETTLER TRUST; INV RELATED; WHITE PLAINS, NY; TRUSTEE/CO-TRUSTEE; START DATE: 01/01/2000; 3 HRS PER MONTH; 0 HRS DURING TRADING; 8) HORIZON WEALTH MANAGERS, LLC ; INV RELATED; WHITE PLAINS, NY; FINET PRACTISE ;50% OWNERSHIP; START DATE: 10/21/2021; 4 HRS PER MONTH; 0 HRS DURING TRADING;| ELIZABETH HICKEY UWO FBO LANA BROWN; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 11/04/2016; 2 HRS PER MONTH; 2 HRS DURING TRADING; ELIZABETH HICKEY UWO FBO TOBY BROWN; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 11/04/2016; 2 HRS PER MONTH; 2 HRS DURING TRADING; HICKEY 2007 GST FAMILY TRUST; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 07/06/2007; 1 HRS PER MONTH; - HRS DURING TRADING; LAUREN SETTLER TRUST UTA PJ SCHLOSSBERG; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 01/05/2022; 2 HRS PER MONTH; 2 HRS DURING TRADING; HICKEY FAMILY 2007 TRUST FBO LANA BROWN; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 04/21/2013; 2 HRS PER MONTH; 2 HRS DURING TRADING; HICKEY FAMILY 2007 TRUST FBO TOBY BROWN ; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 04/21/2013; 2 HRS PER MONTH; 2 HRS DURING TRADING; MEADOW FAMILY 2023 IRREVOCABLE TRUST; INV RELATED;DELRAY BEACH,FL; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 01/25/2023; 2 HRS PER MONTH; 2 HRS DURING TRADING; MICHAEL SETTLER TRUST UTA PJ SCHLOSSBERG ; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 01/25/2022; 2 HRS PER MONTH; 2 HRS DURING TRADING; JULIA SETTLER TRUST UTA PJ SCHLOSSBERG; INV RELATED;WHITE PLAINS,NY; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 01/25/2022; 2 HRS PER MONTH; 2 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2013-01-14
• S63 Uniform Securities Agent State Law Examination
  2004-12-10