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Sean Foust

Rockefeller Financial LLC

The Woodlands, TX

Dallas, TX

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04

Branch Locations

9950 Woodloch Forest Tower, 4Th Floor, The Woodlands, TX 77380 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc The Woodlands TX 02/2016 07/2017
Jpmorgan Chase Bank The Woodlands TX 02/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 07/2017 11/2022
Bank Of America, N.A. The Woodlands TX 02/2018 11/2022
Rockefeller Financial Llc Houston TX 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
S63 Uniform Securities Agent State Law Examination 2016-05-06
  • S66 Uniform Combined State Law Examination
    2018-01-12
  • S63 Uniform Securities Agent State Law Examination
    2016-05-06
Other Names
  • Sean Foust
  • Sean Robert Foust

View on SEC IAPD

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Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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