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320 Post Road Suite 230, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 02/2016 | 09/2016 |
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 09/2016 | Present |
| Sprott Asset Management Usa, Inc. | Carlsbad | CA | 03/2017 | Present |
Miles Franklin, Not investment related, 801 Twelve Oaks Center Drive, Wayzata, MN, bullion and precious metals dealer, referrals for purchase of precious metals, Independent Sale Consultant for referrals, January 27, 2017 start date, 0-5 hours monthly, 0-5 hours during trading hours. I will identify persons interested in purchasing precious metals and refer them to Miles Franklin.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-27 |
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