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Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-09
  • CA RA
    APPROVED
    Since 2017-03-09

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments Ltd. Carlsbad CA 02/2016 09/2016
Sprott Global Resource Investments Ltd. Carlsbad CA 09/2016 Present
Sprott Asset Management Usa, Inc. Carlsbad CA 03/2017 Present
  • 02/2016 → 09/2016
    Sprott Global Resource Investments Ltd.
    Carlsbad, CA
  • 09/2016 → Present
    Sprott Global Resource Investments Ltd.
    Carlsbad, CA
  • 03/2017 → Present
    Carlsbad, CA
Other Businesses

Miles Franklin, Not investment related, 801 Twelve Oaks Center Drive, Wayzata, MN, bullion and precious metals dealer, referrals for purchase of precious metals, Independent Sale Consultant for referrals, January 27, 2017 start date, 0-5 hours monthly, 0-5 hours during trading hours. I will identify persons interested in purchasing precious metals and refer them to Miles Franklin.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-27
  • S66 Uniform Combined State Law Examination
    2016-09-27

View on SEC IAPD

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