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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2016 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 08/2016 | 06/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2016 | 12/2017 |
| Kevin Du Pree | Irvine | CA | 03/2018 | Present |
| Michael Jacob | Irvine | CA | 03/2018 | Present |
| Matthew Farrell | Irvine | CA | 03/2018 | Present |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 03/2018 | 06/2022 |
| Unemployed | Los Angeles | CA | 01/2018 | 03/2018 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 08/2016 | 12/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2019 | 06/2022 |
| Cambridge Investment Reserach, Inc. | Fairfield | IA | 06/2022 | Present |
| Cooper Mcmanus | Irvine | CA | 06/2022 | Present |
1. VARIOUS INSURANCE COMPANIES; 9870 Research Dr, Irvine CA 92618, United States, 06/06/2022, Inusrance Agent, Agent; 06/06/2022; 10 hours per month; 5 during trading hours 2. COOPER FINANCIAL GROUP, 9870 Research Drive, Irvine CA 92618, United States, 11/13/2023, Agent, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO - 80 HR/MO TRADING 3. PROVIDENT CAPITAL ADVISORS, INC., 9870 Research Drive, Irvine CA 92618, United States, 11/13/2023, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-05 |
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