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Joel Staples

Cooper Mcmanus

Irvine, CA

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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-07
  • CA RA
    APPROVED
    Since 2022-06-07

Branch Locations

9870 Research Drive, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2016 06/2022
Northwestern Mutual Investment Services Llc Los Angeles CA 08/2016 06/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2016 12/2017
Kevin Du Pree Irvine CA 03/2018 Present
Michael Jacob Irvine CA 03/2018 Present
Matthew Farrell Irvine CA 03/2018 Present
Northwestern Mutual Investment Services Llc Irvine CA 03/2018 06/2022
Unemployed Los Angeles CA 01/2018 03/2018
Northwestern Mutual Investment Services Llc Los Angeles CA 08/2016 12/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 06/2022
Cambridge Investment Reserach, Inc. Fairfield IA 06/2022 Present
Cooper Mcmanus Irvine CA 06/2022 Present
  • 03/2016 → 06/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2016 → 06/2022
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 03/2016 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2018 → Present
    Kevin Du Pree
    Irvine, CA
  • 03/2018 → Present
    Michael Jacob
    Irvine, CA
  • 03/2018 → Present
    Matthew Farrell
    Irvine, CA
  • 03/2018 → 06/2022
    Northwestern Mutual Investment Services Llc
    Irvine, CA
  • 01/2018 → 03/2018
    Unemployed
    Los Angeles, CA
  • 08/2016 → 12/2017
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 01/2019 → 06/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2022 → Present
    Cambridge Investment Reserach, Inc.
    Fairfield, IA
  • 06/2022 → Present
    Irvine, CA
Other Businesses

1. VARIOUS INSURANCE COMPANIES; 9870 Research Dr, Irvine CA 92618, United States, 06/06/2022, Inusrance Agent, Agent; 06/06/2022; 10 hours per month; 5 during trading hours 2. COOPER FINANCIAL GROUP, 9870 Research Drive, Irvine CA 92618, United States, 11/13/2023, Agent, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO - 80 HR/MO TRADING 3. PROVIDENT CAPITAL ADVISORS, INC., 9870 Research Drive, Irvine CA 92618, United States, 11/13/2023, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2016-12-05
Designations
Other Names
  • Joel Brandon Staples
  • Joel Staples

View on SEC IAPD

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