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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-18
  • CA RA
    APPROVED
    Since 2022-04-18

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mission Bay Aquatic San Diego CA 08/2013 01/2018
Independent Financial Group, Llc San Diego CA 03/2016 05/2021
Commonwealth Financial Network Waltham MA 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-22
  • S66 Uniform Combined State Law Examination
    2020-06-22

View on SEC IAPD

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