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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruth'S Chris Steakhouse | Honolulu | HI | 09/2012 | 10/2018 |
| Vsr Financial Services Inc | Overland Park | KS | 02/2016 | 09/2016 |
| Hawaii Financial Advisors Inc | Honolulu | HI | 02/2016 | Present |
| Summit Brokerage Services, Inc. | Honolulu | HI | 09/2016 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | Honolulu | HI | 09/2016 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2021 | 06/2023 |
| Iolani School (Assistant Surf Coach) | Honolulu | HI | 02/2026 | Present |
| 40 Line Wealth Llc | Honolulu | HI | 06/2026 | Present |
(1) HAWAII FINANCIAL ADVISORS; DBA NAME; INVESTMENT RELATED;ADDRESS SAME AS BRANCH;PROVIDE FINANCIAL AND INVESTMENT ADVICE; ADVISOR;04/19/2016; APPRX 180 HOURS/MONTH; 6-8 HOURS/MONTH DURING TRADING;PROVIDE FINANCIAL AND INVESTMENT ADVICE (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 07/2021 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE ; (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARY PUBLIC ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR CLIENTS AT NO CHARGE ; (4) NAME OF OTHER BUSINESS: HAWAII FINANCIAL ADVISORS, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BANK ACCOUNT AUTHORIZATION, ASSIST WITH OPERATIONS, LEASE AND MAKING PAYMENTS; NAME OF OTHER BUSINESS: IOLANI SCHOOL (ASSISTANT SURF COACH) INVESTMENT RELATED: NO ADDRESS: 563 KAMOKU STREET HONOLULU HAWAII 96826 NATURE OF BUSINESS: SCHOOL START DATE: 02/16/2026 POSITION/TITLE/RELATIONSHIP: COACH APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP STUDENTS ON TEAM IMPROVE SURFING TECHNIQUE NAME OF OTHER BUSINESS: 40 LINE WEALTH LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHARED EXPENSES BETWEEN TWO ADVISORS (SOFTWARE, RENT, PAYROLL FOR ADMIN, ETC.) START DATE: 6/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MAKING SURE THE ACCOUNT IS FUNDED SO BUSINESS EXPENSES AND PAYROLL CAN BE MADE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-19 |
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