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Kylen Isao Kawika Yamakawa

Cetera Investment Advisers LLC

Honolulu, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-06-29
  • HI RA
    APPROVED
    Since 2023-06-29

Branch Locations

745 Fort Street 1614, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ruth'S Chris Steakhouse Honolulu HI 09/2012 10/2018
Vsr Financial Services Inc Overland Park KS 02/2016 09/2016
Hawaii Financial Advisors Inc Honolulu HI 02/2016 Present
Summit Brokerage Services, Inc. Honolulu HI 09/2016 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Summit Financial Group Inc Honolulu HI 09/2016 05/2021
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisor Networks Llc El Segundo CA 05/2021 06/2023
Iolani School (Assistant Surf Coach) Honolulu HI 02/2026 Present
40 Line Wealth Llc Honolulu HI 06/2026 Present
  • 09/2012 → 10/2018
    Ruth'S Chris Steakhouse
    Honolulu, HI
  • 02/2016 → 09/2016
    Vsr Financial Services Inc
    Overland Park, KS
  • 02/2016 → Present
    Hawaii Financial Advisors Inc
    Honolulu, HI
  • 09/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Honolulu, HI
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2016 → 05/2021
    Summit Financial Group Inc
    Honolulu, HI
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2021 → 06/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2026 → Present
    Iolani School (Assistant Surf Coach)
    Honolulu, HI
  • 06/2026 → Present
    40 Line Wealth Llc
    Honolulu, HI
Previous Registrations
  • 2016-09-07 → 2021-05-20
    Summit Financial Group Inc
    Honolulu, HI
  • 2016-09-07 → 2016-11-02
    Vsr Financial Services, Inc.
    Overland Park, KS
    Honolulu, HI
  • 2016-04-22 → 2016-09-01
    Vsr Financial Services, Inc.
    Honolulu, HI
    Overland Park, KS
Other Businesses

(1) HAWAII FINANCIAL ADVISORS; DBA NAME; INVESTMENT RELATED;ADDRESS SAME AS BRANCH;PROVIDE FINANCIAL AND INVESTMENT ADVICE; ADVISOR;04/19/2016; APPRX 180 HOURS/MONTH; 6-8 HOURS/MONTH DURING TRADING;PROVIDE FINANCIAL AND INVESTMENT ADVICE (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 07/2021 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE ; (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARY PUBLIC ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR CLIENTS AT NO CHARGE ; (4) NAME OF OTHER BUSINESS: HAWAII FINANCIAL ADVISORS, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BANK ACCOUNT AUTHORIZATION, ASSIST WITH OPERATIONS, LEASE AND MAKING PAYMENTS; NAME OF OTHER BUSINESS: IOLANI SCHOOL (ASSISTANT SURF COACH) INVESTMENT RELATED: NO ADDRESS: 563 KAMOKU STREET HONOLULU HAWAII 96826 NATURE OF BUSINESS: SCHOOL START DATE: 02/16/2026 POSITION/TITLE/RELATIONSHIP: COACH APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP STUDENTS ON TEAM IMPROVE SURFING TECHNIQUE NAME OF OTHER BUSINESS: 40 LINE WEALTH LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHARED EXPENSES BETWEEN TWO ADVISORS (SOFTWARE, RENT, PAYROLL FOR ADMIN, ETC.) START DATE: 6/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MAKING SURE THE ACCOUNT IS FUNDED SO BUSINESS EXPENSES AND PAYROLL CAN BE MADE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Designations

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