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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-01 |
| CO | RA | APPROVED | 2021-01-04 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 02/2016 | 11/2017 |
| Securian Financial Services Inc. | St. Paul | MN | 02/2016 | 11/2017 |
| Gcg Financial | Greenwood Village | CO | 02/2016 | 12/2020 |
| Triad Advisors, Inc. | Norcross | GA | 11/2017 | 12/2020 |
| Alera Investment Advisors, Llc | Greenwood Village | CO | 11/2017 | 12/2020 |
| Robert W. Baird & Co., Inc | Denver | CO | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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