Bao Pham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 01/2026
  Transamerica Financial Advisors, Inc
  Brea, CA
• 07/2010 → 01/2026
  World Financial Group, Inc.
  Brea, CA
• 09/2015 → 12/2018
  Bao Pham Health Insurance Sales
  Anaheim, CA
• 01/2017 → 01/2026
  Excator Inc
  Anaheim, CA
• 11/2020 → 01/2026
  Bao Pham Health Insurance Services, Affiliated With Aga
  Orange, CA
• 07/2021 → 07/2023
  Turo.cOm, A Renting Sharing App-Website
  Orange, CA
• 08/2021 → 01/2026
  Wfg Direct
  Irvine, CA
• 04/2022 → 07/2023
  The Is A House Sharing Platform To Lease Out Extra Room
  Orange, CA
• 08/2022 → 01/2026
  Netlaw
  Louisville, KY
• 11/2022 → 01/2026
  Bao Pham Residence
  Orange, CA
• 04/2025 → 01/2026
  Excator Inc
  Westminster, CA
• 07/2025 → 01/2026
  Baam Legacy Llc
  Orange, CA
• 01/2026 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2016-02-17 → 2025-09-04
  Transamerica Financial Advisors, Llc
  Irvine, CA
  Brea, CA

Other Businesses

1. 01/2026 - Excator Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 5 Hrs/Mth - 0 Hrs During Trading - Irvine,CA 92612 - OBA Start Date: 10/28/2014 2. 01/2026 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/26/2026 3. 01/2026 - The Broker Group - Non-Variable Insurance - Investment Related - 160 Hrs/Mth - 80 Hrs During Trading - Irvine,CA 92612 - OBA Start Date: 09/29/2025 4. 01/2026 - Rental Property I - Real Estate Rental - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Stanton,CA 90680 - OBA Start Date: 11/01/2025 5. 01/2026 - Nova Financial Partners LLC - Non-Variable Insurance - Investment Related - 160 Hrs/Mth - 80 Hrs During Trading - Irvine,CA 92612 - OBA Start Date: 09/11/2025 6. 01/2026 - Rental Property III - Real Estate Rental - Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Orange, CA 92869 - OBA Start Date: 01/01/2025 7. 03/04/2026 - BAAM LEGACY LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Irvine, CA - Start Date 02/20/2026 - 5 hours per month/ 0 hours during trading 8. 03/04/2026 - Rental Property II - Real Estate Rental - Investment Related - Orange, CA - Start Date 02/16/2026 - 5 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-21