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John H Sullivan

Raymond James & Associates, Inc.

Minneapolis, MN

Prior Lake, MN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-25
TX RA APPROVED 2021-05-25
  • MN RA
    APPROVED
    Since 2021-05-25
  • TX RA
    APPROVED
    Since 2021-05-25

Branch Locations

60 S. 6Th Street Suite 3510, Minneapolis, MN 55402 • United States

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stillwater MN 05/2016 Present
Bank Of America, N.A. Stillwater MN 10/2016 Present
Raymond James & Associates, Inc. Minneapolis MN 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
  • S66 Uniform Combined State Law Examination
    2016-08-30
Other Names
  • John Sullivan

View on SEC IAPD

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