Coley Baynes Davis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2017
  San Diego State University
  San Diego, CA
• 08/2017 → 08/2018
  C.B. Financial Insurance Services, Inc.
  San Diego, CA
• 08/2018 → 06/2024
  Securities America, Inc.
  San Diego, CA
• 05/2018 → Present
  Cooper Financial Group
  San Diego, CA
• 03/2020 → 06/2024
  Securities America Advisors
  San Diego, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Diego, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2020-03-13 → 2024-06-14
  Securities America Advisors, Inc.
  San Diego, CA
• 2019-05-06 → 2020-03-26
  Cooper Mcmanus
  San Diego, CA
  Irvine, CA

Other Businesses

1. DBA: C.B. Financial Insurance Services Inc. 2. SECURITIES AMERICA ADVISORS POSITION: Executive Associate NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2020 ADDRESS: 9089 Clairemont Mesa Blvd Ste 307, San Diego CA 92123-1267 DESCRIPTION: Series 66 Registration 3. C.B. FINANCIAL INSURANCE SERVICES, INC. POSITION: Registered Assistant NATURE: It is an S Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2020 ADDRESS: 9089 Clairemont Mesa Blvd Ste 307, San Diego CA 92123-1267, United States DESCRIPTION: Work as registered assistant taking client phone calls and completing administrative work.

Exams

• S66 Uniform Combined State Law Examination
  2018-10-03