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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-18 |
Branch Locations
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Sunnyvale | CA | 01/2014 | 10/2021 |
| Emerson Equity Llc | San Mateo | CA | 10/2021 | Present |
| Asian Dream Foundation | Sunnyvale | CA | 12/2011 | Present |
| Chou Financial Service Group | Sunnyvale | CA | 01/2001 | Present |
DBA CHOU FINANCIAL SERVICES GROUP (CFSG) 9/2005 FIXED INSURANCE SALES, INVESTMENT RELATED, 721 HIBERNIA CT, SUNNYVALE, CA 94087-AGENT-MR. CHOU DEVOTES ABOUT ONE HOUR A MONTH TO THIS BUSINESS. ASIAN DREAM FOUNDATION - REP;S PRIVATION FOUNDATION-NOT INVESTMENT RELATED-CEO- EXCLUSIVELY FOR CHARITABLE PURPOSES AS NOTED IN THE INTERNAL REVENUE CODE OF 501(C)(3). THERE IS NO COMPENSATION TO THE REP. 721 HIBERNIA CT.; SUNNYVALE, CA 94087, 12/2011, 1 HR DAILY DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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