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5 E. 6Th Street, Mountain Home, AR 72653 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Sherry Group | Mountain Home | AR | 07/2004 | Present |
| Signator Investors, Inc. | Mountain Home | AR | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Mountain Home | AR | 11/2018 | Present |
(1) THE SHERRY GROUP, INC. POSITION: Advisor/Research Marketing Assistant NATURE: Investment Advisory Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 07/2004 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: Support to Advisors research, client support, marketing (2) SCOTT SHERRY POSITION: insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: sell life insurance (3) OSAIC WEALTH, INC. POSITION: 11/2018 Registered Representative NATURE: Broker Dealer & Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: registered representative/Investment adviser rep (4) H. RAYMOND SHERRY FARM POSITION: laborer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: farm work, hauling hay, cutting wood, clearing pastures
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-27 |
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