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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-25 |
| CO | RA | APPROVED | 2018-09-24 |
| TX | RA | APPROVED | 2018-09-24 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Denver | CO | 08/2016 | 11/2017 |
| Trilogy Financial Services | Denver | CO | 02/2016 | 09/2018 |
| Trilogy Capital, Inc | Denver | CO | 10/2016 | 09/2018 |
| Lpl Financial Llc | Denver | CO | 11/2017 | 09/2018 |
| Robert W Baird & Co., Incorporated | Denver | CO | 09/2018 | Present |
1. Cherry Creek Chamber of Commerce - Young Professional Advisory Board President // non-investment related // 100 Fillmore Street, Denver, CO 80206 // Non Profit // Start Date: 01/01/2018 // One hour per week // No hours during securities trading. // As President of the Young Professional Group within the Chamber of Commerce, my primary responsibilities include event planning, social awareness, and reporting to the primary board of directors. 2. Colorado Judicial Institute - Young Professional Board Member // non-investment related // P.O Box 118, Broomfield, CO 80038 // Non Profit & Educational // Start Date: 06/01/2018 // 2-3 hours per month // No hours during securities trading. // As a board member, my primary responsibility is to help grow awareness of the Colorado Judicial institute and it's young member organization. 3. Juggernaut Cargo Bikes - Board Member // non-investment related // No Physical Address // Private Company // Start Date: 06/01/2018 // 2-3 hours per month // No hours during securities trading. // As an advisory board member of Juggernaut Cargo bikes, my primary responsibilities include acting in a consultative role to help the business grow, get connected to additional resources, and to succeed. 4. Wish for Wheels - Volunteer // non-investment related // 8101 E. Prentice Ave., Suite 800, Greenwood Village, CO 80111 // non-profit, charitable, civic engagement // Start Date: 01/01/2017 // 4 hours per year // No hours during securities trading. // I donate money to buy and then build bicycles for at risk youth within the Denver metro area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-31 |
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