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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-25
CO RA APPROVED 2018-09-24
TX RA APPROVED 2018-09-24
  • FL RA
    APPROVED
    Since 2018-09-25
  • CO RA
    APPROVED
    Since 2018-09-24
  • TX RA
    APPROVED
    Since 2018-09-24

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Denver CO 08/2016 11/2017
Trilogy Financial Services Denver CO 02/2016 09/2018
Trilogy Capital, Inc Denver CO 10/2016 09/2018
Lpl Financial Llc Denver CO 11/2017 09/2018
Robert W Baird & Co., Incorporated Denver CO 09/2018 Present
  • 08/2016 → 11/2017
    National Planning Corporation
    Denver, CO
  • 02/2016 → 09/2018
    Trilogy Financial Services
    Denver, CO
  • 10/2016 → 09/2018
    Denver, CO
  • 11/2017 → 09/2018
    Lpl Financial Llc
    Denver, CO
  • 09/2018 → Present
    Denver, CO
Previous Registrations
Other Businesses

1. Cherry Creek Chamber of Commerce - Young Professional Advisory Board President // non-investment related // 100 Fillmore Street, Denver, CO 80206 // Non Profit // Start Date: 01/01/2018 // One hour per week // No hours during securities trading. // As President of the Young Professional Group within the Chamber of Commerce, my primary responsibilities include event planning, social awareness, and reporting to the primary board of directors. 2. Colorado Judicial Institute - Young Professional Board Member // non-investment related // P.O Box 118, Broomfield, CO 80038 // Non Profit & Educational // Start Date: 06/01/2018 // 2-3 hours per month // No hours during securities trading. // As a board member, my primary responsibility is to help grow awareness of the Colorado Judicial institute and it's young member organization. 3. Juggernaut Cargo Bikes - Board Member // non-investment related // No Physical Address // Private Company // Start Date: 06/01/2018 // 2-3 hours per month // No hours during securities trading. // As an advisory board member of Juggernaut Cargo bikes, my primary responsibilities include acting in a consultative role to help the business grow, get connected to additional resources, and to succeed. 4. Wish for Wheels - Volunteer // non-investment related // 8101 E. Prentice Ave., Suite 800, Greenwood Village, CO 80111 // non-profit, charitable, civic engagement // Start Date: 01/01/2017 // 4 hours per year // No hours during securities trading. // I donate money to buy and then build bicycles for at risk youth within the Denver metro area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-31
  • S66 Uniform Combined State Law Examination
    2016-10-31

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