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Current Employers
Yavapai Financial Planning, L.L.C.

1458 West Gurley St, Prescott, AZ 86305 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-01-20
  • AZ RA
    APPROVED
    Since 2012-01-20

Branch Locations

1458 West Gurley St, Prescott, AZ 86305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yavapai Financial Planning, L.L.C. Prescott AZ 01/2012 Present
Previous Registrations
  • 2008-09-10 → 2012-01-13
    Taylor & Padgett Financial Group Llc
    Prescott, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-04
S63 Uniform Securities Agent State Law Examination 2005-02-22
  • S65 Uniform Investment Adviser Law Examination
    2005-04-04
  • S63 Uniform Securities Agent State Law Examination
    2005-02-22
Designations

View on SEC IAPD

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