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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-06 |
| MO | RA | APPROVED | 2023-12-15 |
Branch Locations
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 02/2016 | 03/2022 |
| Tiaa | Denver | CO | 02/2016 | 03/2022 |
| Unemployed | Arvada | CO | 03/2022 | 06/2022 |
| Td Ameritrade | St Louis | MO | 06/2022 | 04/2023 |
| Charles Schwab & Co., Inc. | St Louis | MO | 04/2023 | 08/2023 |
| Wells Fargo Clearing Services, Llc ( | Chesterfield | MO | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
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