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Lauren Nicole Beck

Morgan Stanley

Lafayette, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-24
LA RA APPROVED 2021-05-12
  • TX RA
    APPROVED
    Since 2021-06-24
  • LA RA
    APPROVED
    Since 2021-05-12

Branch Locations

400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Lafayette LA 02/2015 02/2019
Ubs Financial Lafayette LA 02/2019 05/2021
Morgan Stanley Smith Barney Llc Lafayette LA 05/2021 Present
  • 02/2015 → 02/2019
    Jp Morgan Chase Bank
    Lafayette, LA
  • 02/2019 → 05/2021
    Ubs Financial
    Lafayette, LA
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Lafayette, LA
Previous Registrations
Other Businesses

*540538 - JL Beck LLC; Investment related: Yes; Lafayette, Louisiana; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16
Other Names
  • Lauren Nicole Case
  • Lauren N Beck

View on SEC IAPD

Other Firms

PROSPERA FINANCIAL SERVICES, INC.
LPL FINANCIAL LLC
NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

More in Lafayette, LA

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