Nathan J Epping

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-04-08
TX	RA	APPROVED	2021-04-05

CO RA
APPROVED

Since 2021-04-08
TX RA
APPROVED

Since 2021-04-05

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwood Village	CO	01/2016	Present
Bank Of America, N.A.	Greenwood Village	CO	10/2024	Present

01/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO
10/2024 → Present

Bank Of America, N.A.

Greenwood Village, CO

Other Businesses

I*: 2406307Entity Type: CharitableName of OBA: Rocky Mountain Bighorn Society Address: Colorado Springs, CO 80904 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/02/2025 Number of Hours: 50 hrs mthlyNumber of Hours during trading: 0Duties: Organize educational events, club gatherings, and fund raising events. Promote science base management of bighorn sheep.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-01

S66 Uniform Combined State Law Examination

2021-04-01

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

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Exams

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