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Mario R Orellana

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bakersfield, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-31
CA RA APPROVED 2025-07-28
  • TX RA
    APPROVED
    Since 2025-10-31
  • CA RA
    APPROVED
    Since 2025-07-28

Branch Locations

5080 California Ave, Bakersfield, CA 93309 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Encino CA 01/2016 10/2020
Jpmorgan Chase Bank Encino CA 01/2016 10/2020
Go Direct Lenders, Llc Sherman Oaks CA 10/2020 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bakersfield CA 09/2022 Present
California State University Los Angeles CA 08/2018 05/2020
Pierce College Los Angeles CA 09/2016 06/2018
Bank Of America, N.A. Bakersfield CA 08/2025 Present
  • 01/2016 → 10/2020
    Jpmorgan Securities Llc
    Encino, CA
  • 01/2016 → 10/2020
    Jpmorgan Chase Bank
    Encino, CA
  • 10/2020 → 06/2022
    Go Direct Lenders, Llc
    Sherman Oaks, CA
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bakersfield, CA
  • 08/2018 → 05/2020
    California State University
    Los Angeles, CA
  • 09/2016 → 06/2018
    Pierce College
    Los Angeles, CA
  • 08/2025 → Present
    Bank Of America, N.A.
    Bakersfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-14
S63 Uniform Securities Agent State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2025-04-14
  • S63 Uniform Securities Agent State Law Examination
    2016-03-10
Other Names
  • Mario Roberto Orellana
  • Mario Roberto Orellana
  • Mario R Orellana

View on SEC IAPD

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HOWARD FINANCIAL
SIERRA CAPITAL MANAGEMENT
WORLD INVESTMENT ADVISORS, LLC
PARK AVENUE SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES

Other Investors

BEAU THOMAS WOODWARD
GABRIEL THOMAS WOODWARD
Caleb James Richmond
THOMAS DORSEY WOODWARD
LANCE RAYMOND HOWARD
Stanley SCOTT GARRISON
THOMAS DEAN MING
Ryne Alyn Fessler

Other Offices

WOODWARD DIVERSIFIED CAPITAL, LLC · BAKERSFIELD, CA
HOWARD FINANCIAL · BAKERSFIELD, CA
SIERRA CAPITAL MANAGEMENT · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · Bakersfield, CA
PARK AVENUE SECURITIES LLC · BAKERSFIELD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bakersfield, CA
WELLS FARGO CLEARING SERVICES, LLC · BAKERSFIELD, CA

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