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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-05-19 |
Branch Locations
2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Carmel | IN | 05/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Carmel | IN | 05/2026 | Present |
| Jp Morgan Securities Llc | Indianapolis | IN | 01/2016 | 01/2020 |
| Jpmorgan Chase Bank | Indianapolis | IN | 04/2012 | 01/2020 |
| The Huntington National Bank | Carmel | IN | 02/2020 | 10/2024 |
| The Huntington Investment Company | Columbus | OH | 01/2020 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 11/2024 | 05/2026 |
| Bank Of America, N.A. | Indianapolis | IN | 11/2024 | 05/2026 |
Name: Mercy Road Church Position: Pastor Nature: Outside of TIAA, I am a Pastor, and my ministry is a 12 Step Recovery Group that I lead. I'm not on staff anywhere or on any board. There's no non-profit for my group. From an organizational standpoint, I'm essentially a lay person who started a small group at Mercy Road Church in Carmel Indiana. Sometimes I buy supplies for the group (such as recovery books) with my own money and then the church reimburses me once I provide a receipt. That's the closest thing to handling money that I do. I am not paid for what I do. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 07/02/2018 Address: 2381 Pointe Pkwy, Carmel IN 46032, United States Description: Pastoral
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-25 |
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