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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-19
  • IN RA
    APPROVED
    Since 2026-05-19

Branch Locations

2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Carmel IN 05/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Carmel IN 05/2026 Present
Jp Morgan Securities Llc Indianapolis IN 01/2016 01/2020
Jpmorgan Chase Bank Indianapolis IN 04/2012 01/2020
The Huntington National Bank Carmel IN 02/2020 10/2024
The Huntington Investment Company Columbus OH 01/2020 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 11/2024 05/2026
Bank Of America, N.A. Indianapolis IN 11/2024 05/2026
  • 05/2026 → Present
    Tiaa
    Carmel, IN
  • 05/2026 → Present
    Carmel, IN
  • 01/2016 → 01/2020
    Jp Morgan Securities Llc
    Indianapolis, IN
  • 04/2012 → 01/2020
    Jpmorgan Chase Bank
    Indianapolis, IN
  • 02/2020 → 10/2024
    The Huntington National Bank
    Carmel, IN
  • 01/2020 → 10/2024
    The Huntington Investment Company
    Columbus, OH
  • 11/2024 → 05/2026
    Indianapolis, IN
  • 11/2024 → 05/2026
    Bank Of America, N.A.
    Indianapolis, IN
Previous Registrations
Other Businesses

Name: Mercy Road Church Position: Pastor Nature: Outside of TIAA, I am a Pastor, and my ministry is a 12 Step Recovery Group that I lead. I'm not on staff anywhere or on any board. There's no non-profit for my group. From an organizational standpoint, I'm essentially a lay person who started a small group at Mercy Road Church in Carmel Indiana. Sometimes I buy supplies for the group (such as recovery books) with my own money and then the church reimburses me once I provide a receipt. That's the closest thing to handling money that I do. I am not paid for what I do. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 07/02/2018 Address: 2381 Pointe Pkwy, Carmel IN 46032, United States Description: Pastoral

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
S63 Uniform Securities Agent State Law Examination 2016-04-25
  • S66 Uniform Combined State Law Examination
    2025-02-03
  • S63 Uniform Securities Agent State Law Examination
    2016-04-25
Other Names
  • Ben Voss
  • Ben D Voss
  • Benjamin D Voss
  • Benjamin Voss
  • Benjamin David Voss

View on SEC IAPD

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