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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2021-05-26 |
Branch Locations
608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Temple City | CA | 01/2016 | 01/2019 |
| Jpmorgan Chase Bank | Temple City | CA | 04/2013 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 01/2019 | 05/2021 |
| Rbc Capital Markets, Llc | Palos Verdes | CA | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-31 |
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