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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-04-11
  • MN RA
    APPROVED
    Since 2016-04-11

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc. Minneapolis MN 01/2016 Present
Red Cow Minneapolis MN 01/2015 Present
American Enterprise Investment Services Inc. Minneapolis MN 04/2020 05/2023
  • 01/2016 → Present
    Minneapolis, MN
  • 01/2015 → Present
    Red Cow
    Minneapolis, MN
  • 04/2020 → 05/2023
    American Enterprise Investment Services Inc.
    Minneapolis, MN
Other Businesses

Name of Activity: SERVER (RESTAURANT); Date Activity Started/Modified/Ended: 4/9/2019; Type of Activity: Hospitality; Role/Relationship: Employee; Responsibilities: FOOD SERVICE; Income Per Year: OVER $20,000; Total Hours Per Month: MORE THAN 80; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-11
  • S66 Uniform Combined State Law Examination
    2016-04-11

View on SEC IAPD

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