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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-16 |
| MO | RA | APPROVED | 2011-01-07 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Chesterfield | MO | 03/2005 | Present |
| Mml Investors Services, Llc | Chesterfield | MO | 03/2005 | Present |
(1) NAME: TIM SMITH INV REL: Y ADDR: 16150 MAIN CIRCLE DR, STE 400, CHESTERFIELD, MO 63017 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE POSITION: SALES START: 2/2005 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: TIM SMITH FINANCIAL, LLC, INV REL: Y, ADDR:16150 MAIN CIRCLE DRIVE, SUITE 400, CHESTERFIELD, MO 63017, NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 12/16/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING:40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-24 |
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