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6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-13 |
| TX | RA | APPROVED | 2021-01-28 |
Branch Locations
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Wealth Management | Buffalo | NY | 05/2012 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | 12/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | 12/2017 |
| Cadaret, Grant & Co., Inc. | Amherst | NY | 12/2017 | 07/2025 |
| Wny Asset Management, Llc | Amherst | NY | 01/2021 | Present |
| Lpl Financial Llc | Amherst | NY | 07/2025 | Present |
1 - 07/2025 - Paige Lunghino - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - Buffalo, NY - OBA Start Date: 09/18/2017. 2 - 07/2025 - Paige Lunghino - Non-Variable Insurance - Inv Related - Buffalo, NY - OBA Start Date: 05/17/2017. 3 - 07/2025 - Shorecliff Equine Partners LLC - Not Inv Related - 2 Hours/Month - East Amherst, NY - OBA Start Date: 11/01/2023. 4 - 07/2025 - Spectrum Wealth Management - Real Estate Rental - Inv Related - 1 Hour/Month - Buffalo, NY - OBA Start Date: 01/01/2022. 5- 12/12/2025 - Spectrum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 160 hours per month/ during trading 6 - 12/17/2025 - (Hybrid) WNY Asset Management LLC - Registered Investment Advisor Hybrid - Inv Related - 160 Hours/Month - 160 Hours During Trading - At Reported Business Location(s) - OBA Start Date: 12/01/2017 - I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-16 |
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