Best Investors Account Sign in
Current Employers
Wny Asset Management, Llc

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-13
TX RA APPROVED 2021-01-28
  • NY RA
    APPROVED
    Since 2021-07-13
  • TX RA
    APPROVED
    Since 2021-01-28

Branch Locations

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

4925 Main St Suite 202, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Wealth Management Buffalo NY 05/2012 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2016 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 12/2017
Cadaret, Grant & Co., Inc. Amherst NY 12/2017 07/2025
Wny Asset Management, Llc Amherst NY 01/2021 Present
Lpl Financial Llc Amherst NY 07/2025 Present
  • 05/2012 → Present
    Spectrum Wealth Management
    Buffalo, NY
  • 10/2016 → 12/2017
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2017 → 12/2017
    Fairfield, IA
  • 12/2017 → 07/2025
    Cadaret, Grant & Co., Inc.
    Amherst, NY
  • 01/2021 → Present
    Amherst, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Amherst, NY
Previous Registrations
Other Businesses

1 - 07/2025 - Paige Lunghino - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - Buffalo, NY - OBA Start Date: 09/18/2017. 2 - 07/2025 - Paige Lunghino - Non-Variable Insurance - Inv Related - Buffalo, NY - OBA Start Date: 05/17/2017. 3 - 07/2025 - Shorecliff Equine Partners LLC - Not Inv Related - 2 Hours/Month - East Amherst, NY - OBA Start Date: 11/01/2023. 4 - 07/2025 - Spectrum Wealth Management - Real Estate Rental - Inv Related - 1 Hour/Month - Buffalo, NY - OBA Start Date: 01/01/2022. 5- 12/12/2025 - Spectrum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 160 hours per month/ during trading 6 - 12/17/2025 - (Hybrid) WNY Asset Management LLC - Registered Investment Advisor Hybrid - Inv Related - 160 Hours/Month - 160 Hours During Trading - At Reported Business Location(s) - OBA Start Date: 12/01/2017 - I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-19
S63 Uniform Securities Agent State Law Examination 2016-12-16
  • S65 Uniform Investment Adviser Law Examination
    2017-10-19
  • S63 Uniform Securities Agent State Law Examination
    2016-12-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor