Andrew James Shaffer

Current Employers

Employment History

• 01/2016 → 05/2017
  Heritage Financial Consultants, Llc
  Hunt Valley, MD
• 06/2017 → 01/2025
  Lincoln Financial Advisors Corporation
  Vienna, VA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hunt Valley, MD

Previous Registrations

• 2018-01-17 → 2025-01-24
  Osaic Fa, Inc.
  Hunt Valley, MD
  Vienna, VA
  Hunt Valley, MD

Other Businesses

1. INSURANCE OBA UNDER LMN HERITAGE FINANCIAL CONSULTANTS, LLC POSITION: Agent NATURE: INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITY TRADING HOURS: 20 START DATE: 09/01/2022 ADDRESS: 307 International Circle Suite 390, Hunt Valley MD 21030 DESCRIPTION: I will be soliciting clients as well as enrolling Tom Spray-Fry's clients into the employer market annuities 2. COMPENSATION FROM HERITAGE FINANCIAL CONSULTANTS POSITION: Associate Advisor NATURE: I will be soliciting clients and customers for investment, securities and annuity related products on behalf Thomas Spray-Fry. This falls under the same firm as my current employer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2022 ADDRESS: 307 International Circle, Suite 390, Hunt Valley MD 21030, United States DESCRIPTION: I will be soliciting clients and customers for investment, securities and annuity related products on behalf Thomas Spray-Fry. This falls under the same firm as my current employer.

Exams

• S66 Uniform Combined State Law Examination
  2017-12-29

Designations