Susan Denise Richards-dresback

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-04-16
TX	RA	APPROVED_RES	2019-04-10

IL RA
APPROVED

Since 2019-04-16
TX RA
APPROVED_RES

Since 2019-04-10

Branch Locations

4190 Austin Bluffs Parkway, Colorado Springs, CO 80918 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price Investment Services, Inc.	Colorado Springs	CO	01/2016	04/2018
J.P. Morgan Securities Llc	Springfield	IL	06/2018	Present
Jpmorgan Chase Bank, N.A.	Springfield	IL	06/2018	Present
Unemployed	Pawnee	IL	04/2018	05/2018

01/2016 → 04/2018

T. Rowe Price Investment Services, Inc.

Colorado Springs, CO
06/2018 → Present

J.P. Morgan Securities Llc

Springfield, IL
06/2018 → Present

Jpmorgan Chase Bank, N.A.

Springfield, IL
04/2018 → 05/2018

Unemployed

Pawnee, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-07
S63	Uniform Securities Agent State Law Examination	2016-05-12

S66 Uniform Combined State Law Examination

2019-03-07
S63 Uniform Securities Agent State Law Examination

2016-05-12

Other Names

Susan Denise Shoup
Susan Denise Richards
Susan Denise Oglesby
Susan D Richards-Dresback

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews