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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
CA RA APPROVED 2022-02-28
  • TX RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2022-02-28

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

100 Pringle Ave #310, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Walnut Creek CA 12/2014 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 01/2018
Capital Advantage, Inc. Lafayette CA 12/2014 12/2017
Mercer Global Advisors Inc. Walnut Creek CA 02/2022 09/2022
Capital Advantage Inc. Lafayette CA 01/2018 01/2022
Mercer Global Advisors Inc. Walnut Creek CA 09/2022 09/2024
Mercer Global Advisors, Inc, Walnut Creek CA 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-19
  • S66 Uniform Combined State Law Examination
    2016-05-19
Designations

View on SEC IAPD

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