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David J Wolf

Charles Schwab & Co., Inc.

Cincinnati, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-13
  • OH RA
    APPROVED
    Since 2022-09-13

Branch Locations

7835 Kenwood Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 06/2016 07/2022
Charles Schwab & Co., Inc. Cincinnati OH 08/2022 Present
Charles Schwab Bank Cincinnati OH 11/2023 Present
  • 06/2016 → 07/2022
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 11/2023 → Present
    Charles Schwab Bank
    Cincinnati, OH
Previous Registrations
  • 2019-04-29 → 2022-07-14
    Fidelity Personal And Workplace Advisors
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-22
S63 Uniform Securities Agent State Law Examination 2016-07-23
  • S66 Uniform Combined State Law Examination
    2019-04-22
  • S63 Uniform Securities Agent State Law Examination
    2016-07-23
Designations
Other Names
  • David Wolf
  • David James Wolf

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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