Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-02 |
| OH | RA | APPROVED | 2023-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase | Pleasanton | CA | 04/2015 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2020 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Walnut Creek | CA | 07/2020 | 06/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2020 | 06/2021 |
| Pruco Securities, Llc | Walnut Creek | CA | 06/2021 | 01/2022 |
| The Prudential Insurance Company Of America | Walnut Creek | CA | 06/2021 | 01/2022 |
| Massmutual Life Insurance Company | Milford | OH | 12/2021 | 04/2023 |
| Mml Investors Services Llc | Milford | OH | 01/2022 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 04/2023 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 05/2023 | Present |
I*1799303, Entity Type: Property Name of OBA: Rental Property 1 Address: Roseville, CA 95747 Investment Related: N Position, Title, Association: Co-owner with other family members Employee Start Date: 04/18/2024 No Hours: 1 No Hours during trading: 1 Duties: Rental property I*1799304, Entity Type: Property Name of OBA: Rental Property 2 Address: Milford, OH 45150 Investment Related: N Position, Title, Association: Co-owner with other family members Employee Start Date: 04/18/2024 No Hours: 1 No Hours during trading: 1 Duties: Rental property I*1800305, Entity Type: Property Name of OBA: Rental Property 3 Address: Milford, OH 45150 Investment Related: N Position, Title, Association: Co-owner with other family members Employee Start Date: 04/18/2024 No Hours: 1 No Hours during trading: 1 Duties: Rental property I*1974264, Entity Type Entity Charitable, Name of OBA: Habitat for Humanity Address: CincinnatiOhio45237 Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/05/2024No Hours: 2 monthly No Hours during trading: 1 monthly Duties: volunteer on the committee for the Women Build 2025, helping with outside fundraising, gathering volunteers for the build, sharing awareness of events for the build, preparing agendas for monthly meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-13 |
Reach out to this advisor