Mark Steven Arola

Current Employers

Employment History

• 01/2007 → Present
  Arola Associates
  Pleasanton, CA
• 01/2016 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 04/2019 → 08/2020
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 08/2020 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 03/2025 → Present
  Buck Wealth Strategies, Llc
  Denver, CO
• 03/2025 → Present
  E.A. Buck Insurance Dba E.A. Buck Financial Services
  Honolulu, HI

Previous Registrations

• 2020-08-17 → 2025-06-13
  Ae Wealth Management, Llc
  Pleasanton, CA
• 2019-04-17 → 2020-09-16
  J. W. Cole Advisors, Inc.
  Pleasanton, CA
  Tampa, FL
  Pleasanton, CA
• 2016-01-07 → 2019-04-23
  Global Financial Private Capital, Inc.
  Pleasanton, CA
  Sarasota, FL

Other Businesses

1.) AROLA ASSOCIATES, INC; YES INVESTMENT RELATED; 4725 FIRST STREET, SUITE 215, PLEASANTON, CA 94566; INSURANCE SALES; OWNER & PRESIDENT; START DATE 01/2007; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) RESIDENTIAL REAL ESTATE; YES INVESTMENT RELATED; 1363 BORDEAU ST. PLEASANTON, CA 94566; 2 RENTAL PROPERTIES; START DATE: 07/1984; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; WIFE MANAGES ALL ASPECTS OF RENTAL BUSINESS. 3) STONERIDGE MARKETING GROUP; NOT INVESTMENT RELATED; 4725 FIRST STREET, SUITE 215, PLEASANTON, CA 94566; OWNER; PRESIDENT; START DATE: 01/01/2021; APPROX 0 HR/SMONTH; APPROX 0 HRS/MONTH DURING TRADING; ESTABLISH BUDGETS AND ALLOCATE FUNDS TO VARIOUS MARKETING PROGRAMS. 4) BUCK WEALTH STRATEGIES, LLC; INVESTMENT RELATED; 4725 FIRST ST. STE 215, PLEASANTON, CA 94566; FINANCIAL ADVISOR; 03/2025; 160HRS/MONTH, 160 DURING TRADING HOURS 5) E.A. BUCK INSURANCE DBA E.A. BUCK FINANCIAL SERVICES; INVESTMENT-RELATED; 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; INSURANCE AGENT; 03/2025; 160HRS/MONTH, 160 DURING TRADING HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-02