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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-04-03
  • MD RA
    APPROVED
    Since 2023-04-03

Branch Locations

226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rayond James & Associates Baltimore MD 04/2022 Present
Morgan Stanley Baltimore MD 01/2016 04/2022
  • 04/2022 → Present
    Rayond James & Associates
    Baltimore, MD
  • 01/2016 → 04/2022
    Morgan Stanley
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31

View on SEC IAPD

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