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Sarah Dawn Chavez

Thrivent Investment Management Inc.

Minneapolis, MN

Rocklin, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-26
  • CA RA
    APPROVED
    Since 2025-02-26

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Rocklin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sarah Greenway Insurance Agency Rocklin CA 03/2016 01/2020
Lpl Financial Llc Citrus Heights CA 04/2020 08/2022
Thrivent Investment Management Inc Minneapolis MN 08/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
  • 03/2016 → 01/2020
    Sarah Greenway Insurance Agency
    Rocklin, CA
  • 04/2020 → 08/2022
    Lpl Financial Llc
    Citrus Heights, CA
  • 08/2022 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 08/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-01
S63 Uniform Securities Agent State Law Examination 2018-02-14
  • S66 Uniform Combined State Law Examination
    2022-11-01
  • S63 Uniform Securities Agent State Law Examination
    2018-02-14
Other Names
  • Sarah Dawn Chavez
  • Sarah Dawn Greenway

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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