Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-08-24
  • TN RA
    APPROVED
    Since 2018-08-24

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2016 08/2018
Minnesota Life Insurance Co St Paul MN 01/2016 08/2018
Shoemaker Financial Services Inc Germantown TN 01/2016 08/2018
Raymond James & Assoc Inc. Memphis TN 08/2018 Present
  • 01/2016 → 08/2018
    Securian Financial Services Inc
    St Paul, MN
  • 01/2016 → 08/2018
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2016 → 08/2018
    Shoemaker Financial Services Inc
    Germantown, TN
  • 08/2018 → Present
    Raymond James & Assoc Inc.
    Memphis, TN
Previous Registrations
  • 2016-11-01 → 2018-08-15
    Securian Financial Services, Inc.
    Germantown, TN
Other Businesses

*PEACETREE UNITED METHODIST CHURCH, COLLIERVILLE, TN; NOT-INVEST RELATED; BOARD MEMBER, FINANCE COMMITTEE; 11/2017-PRES; 12 HRS/MO WITH 0 HRS/MO DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-06
  • S66 Uniform Combined State Law Examination
    2016-09-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor