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Maily Vu Cruz

J.P. Morgan Securities LLC

Sugar Land, TX

Plano, TX

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-13
  • TX RA
    APPROVED
    Since 2020-03-13

Branch Locations

2430 Highway 6, Sugar Land, TX 77478 • United States

8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Sugarland TX 04/2016 01/2019
Jp Morgan Securities Llc Sugarland TX 08/2016 01/2019
J.P. Morgan Securities Llc Sugar Land TX 11/2019 Present
Jpmorgan Chase Bank, N.A. Sugar Land TX 11/2019 Present
Tiras Wealth Management Hosuton TX 01/2019 11/2019
  • 04/2016 → 01/2019
    Jpmorgan Chase Bank
    Sugarland, TX
  • 08/2016 → 01/2019
    Jp Morgan Securities Llc
    Sugarland, TX
  • 11/2019 → Present
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 11/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 01/2019 → 11/2019
    Tiras Wealth Management
    Hosuton, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
S63 Uniform Securities Agent State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2020-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-10-13
Other Names
  • Maily T Vu
  • Maily Vu
  • Maily Thi Vu

View on SEC IAPD

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WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
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