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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-18
OR RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-18
  • OR RA
    APPROVED
    Since 2022-07-15

Branch Locations

2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Bend OR 12/2015 Present
The Wine Shop And Beer Tasting Bar Bend OR 09/2015 06/2018
No Line Llc Bend OR 06/2017 09/2017
  • 12/2015 → Present
    Bend, OR
  • 09/2015 → 06/2018
    The Wine Shop And Beer Tasting Bar
    Bend, OR
  • 06/2017 → 09/2017
    No Line Llc
    Bend, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-14
  • S66 Uniform Combined State Law Examination
    2022-07-14

View on SEC IAPD

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