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Tyree D. Floyd

J.P. Morgan Securities LLC

Irvine, CA

Jersey City, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-14
TX RA APPROVED 2023-09-13
  • NJ RA
    APPROVED
    Since 2023-09-14
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

575 Washington Street, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2012 05/2022
Northwestern Mutual Paramus NJ 06/2022 05/2023
J.P. Morgan Securities Llc Jersey City NJ 06/2023 Present
Jpmorgan Chase Bank, N.A. Jersey City NJ 06/2023 Present
  • 12/2012 → 05/2022
    Morgan Stanley
    New York, NY
  • 06/2022 → 05/2023
    Northwestern Mutual
    Paramus, NJ
  • 06/2023 → Present
    J.P. Morgan Securities Llc
    Jersey City, NJ
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 2004-12-06
  • S65 Uniform Investment Adviser Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
Designations
Other Names
  • Tyree David Floyd
  • Tyree D Floyd

View on SEC IAPD

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