Mark Joseph Peiffer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 07/2023
  Edward Jones
  St Louis, MO
• 07/2023 → Present
  Lpl Financial Llc
  Durand, IL

Previous Registrations

• 2016-05-13 → 2023-07-06
  Edward Jones
  Davis, IL
  St Louis, MO
  Loves Park, IL
  Rockton, IL
  Byron, IL

Other Businesses

1) 06/06/2023 - Prairie State Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 hours per month. 2) 10/31/2023 - Peiffer Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/10/2023 - 2 Hours per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-03-01

Other Names

• Mark Joseph Peiffer
• Mark Peiffer