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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-11-25
  • MN RA
    APPROVED
    Since 2025-11-25

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Enterprise Investment Services Inc Minneapolis MN 06/2011 01/2017
Ameriprise Financial Services Inc Minneapolis MN 01/2017 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 06/2011 → 01/2017
    American Enterprise Investment Services Inc
    Minneapolis, MN
  • 01/2017 → 03/2020
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 03/2020 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: RENTAL PROPERTY; Date Activity Started/Modified/Ended: 2/15/2019; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: COLLECT RENT AND ENSURE HOUSE IS MAINTAINED; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-22
  • S66 Uniform Combined State Law Examination
    2025-11-22
Other Names
  • Happy Ann Perry

View on SEC IAPD

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