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800 N Marienfeld Suite 101, Midland, TX 79701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-22 |
Branch Locations
800 N Marienfeld Suite 101, Midland, TX 79701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Midland | TX | 04/2016 | 06/2017 |
| Thrivent Investment Management, Inc. | Midland | TX | 06/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Midland | TX | 06/2017 | 10/2020 |
| Concorde Investment Services, Llc | Livonia | MI | 10/2020 | 11/2020 |
| Redemption Capital Partners, Llc Dba Redemption Capital | Midland | TX | 10/2020 | Present |
| Concorde Investment Services, Llc | Livonia | MI | 04/2022 | 01/2023 |
1) John Cole Maxey; Investment-related; 608 W Kansas, Midland, Texas 79701; Rental Real Estate Property; Owner; Approx. 4 hours per month; 0 hours per month during securities trading hours; Manage Rental Property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-02 |
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