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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-21 |
Branch Locations
608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States
Long Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 01/2016 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redondo Beach | CA | 03/2017 | 09/2022 |
| Bank Of America, N.A. | Redondo Beach | CA | 03/2017 | 09/2022 |
| Rbc Capital Markets, Llc | San Francisco | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
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