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Inactive

Michael Ross Golden

Mai Capital Management, LLC

Ellicott City, MD

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-25
  • MD RA
    APPROVED
    Since 2025-11-25

Branch Locations

3300 North Ridge Road Ste 345, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 10/2019 03/2024
Brock Fis. San Francisco CA 08/2017 10/2019
Bank Of America, N.A. Baltimore MD 11/2019 03/2024
Court Place Advisors, Llc Ellicott City MD 10/2024 11/2025
Brock Fis. San Fransisco CA 04/2024 09/2024
Mai Capital Management Llc Ellicott City MD 11/2025 Present
  • 01/2016 → 07/2017
    Axa Advisors, Llc
    New York, NY
  • 10/2019 → 03/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Baltimore, MD
  • 08/2017 → 10/2019
    Brock Fis.
    San Francisco, CA
  • 11/2019 → 03/2024
    Bank Of America, N.A.
    Baltimore, MD
  • 10/2024 → 11/2025
    Court Place Advisors, Llc
    Ellicott City, MD
  • 04/2024 → 09/2024
    Brock Fis.
    San Fransisco, CA
  • 11/2025 → Present
    Mai Capital Management Llc
    Ellicott City, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-03
S63 Uniform Securities Agent State Law Examination 2016-05-09
  • S66 Uniform Combined State Law Examination
    2020-01-03
  • S63 Uniform Securities Agent State Law Examination
    2016-05-09
Other Names
  • Mike Golden
  • Michael Golden

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

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BRIAN WILLIAM SMOOT
JORDAN SCHMUCHER WILSON
DAVID SCOTT ASHER
RAVINDRA NATH DIXIT
WILLIAM SPRUILL
Jade NICOLE Chang

Other Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD
LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD
OSAIC WEALTH, INC. · ELLICOTT CITY, MD
BLUEPRINT WEALTH MANAGEMENT INC. · ELLICOTT CITY, MD
KESTRA ADVISORY SERVICES, LLC · ELLICOTT CITY, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Ellicott City, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · ELLICOTT CITY, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Ellicott City, MD

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