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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-26 |
| PA | RA | APPROVED | 2017-04-20 |
| FL | RA | APPROVED | 2015-12-07 |
| IL | RA | APPROVED | 2015-12-03 |
| IN | RA | APPROVED | 2015-12-03 |
| NJ | RA | APPROVED | 2015-12-03 |
| VA | RA | APPROVED | 2015-12-03 |
| SC | RA | APPROVED | 2013-04-23 |
| MD | RA | APPROVED | 2010-01-06 |
Branch Locations
5018 Dorsey Hall Drive Suite 204, Ellicott City, MD 21042 • United States
5018 Dorsey Hall Dr. Suite 204, Ellicott City, MD 21042 • United States
5018 Dorsey Hall Drive Suite 204, Ellicott City, MD 21042 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-03-21 |
Branch Locations
5018 Dorsey Hall Drive Suite 204, Ellicott City, MD 21042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lee Financial Associates, Llc. | Ellicott City | MD | 08/2004 | Present |
| Osaic Wealth, Inc. | Ellicott City | MD | 02/2005 | Present |
1. LEE FINANCIAL ASSOCIATES, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 11/16/2015 ADDRESS: 5018 Dorsey Hall Drive, Suite 204, Ellicott City MD 21042 DESCRIPTION: Insurance Agent 2. LEE FINANCIAL ASSOCIATES, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 11/16/2015 ADDRESS: 5018 Dorsey Hall Drive, Suite 204, Ellicott City MD 21942 DESCRIPTION: Investment Advisor - SEI Investments Accounts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-29 |
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