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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
MD RA APPROVED 2013-08-13
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • MD RA
    APPROVED
    Since 2013-08-13

Branch Locations

5010 Dorsey Hall Drive Suite 102, Ellicott City, MD 21042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Founders Financial Securities, Llc Towson MD 07/2013 Present
Timmick Financial Group, Llc Ellicott Citty MD 07/2013 Present
Previous Registrations
  • 2012-05-24 → 2013-08-13
    Ellicot City, MD
    Clarksville, MD
    Pompton Plains, NJ
Other Businesses

1) PATH FINANCIAL ADVISORS, LLC - DBA TIMMICK FINANCIAL GROUP;INVESTMENT RELATED: 5010 DORSEY HALL DRIVE, SUITE 102, ELLICOTT CITY, MD 21042; MANAGING MEMBER, SINGLE MEMBER LLC, SELF EMPLOYED FINANCIAL ADVISOR, 01/2005, COMPANY SERVES AS THE BUSINESS ENTITY FOR MR. TIMMICK'S FINANCIAL PLANNING, SECURITIES AND INSURANCE BUSINESS. LIFE INSURANCE, LONG-TERM CARE INSURANCE, DISABILITY INSURANCE, AND FIXED ANNUITIES SOLD IN ADDITION TO SECURITIES. ENTITY FACILITATES ALL ACCOUNTING, TAX REPORTING AND RECORD KEEPING FOR MR. TIMMICK'S FINANCIAL SERVICES RELATED BUSINESS ACTIVITIES., 40-60 HOURS PER WEEK. 2) BLACK TIE ENTERTAINMENT; NOT INVESTMENT RELATED;13200 MARINA WAY, WOODBRIDGE, VA; MUSIC DJ; 10/1/16;12 HOURS PER MONTH; 0 HOURS DURING TRADING 3) A NEED TO KNOW; 5010 DORSEY HALL DRIVE SUITE 102, ELLICOTT CITY, MD 21042; INVESTMENT RELATED; INVESTMENT NEWSLETTER; OWNER; ONLINE NEWSLETTER THAT INVESTORS/BROKER DEALERS CAN SUBSCRIBE TO REGARDING CURRENT FINANCIAL NEWS/TOPICS/STATICS; START DATE 11/22/22; 15 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-29
S65 Uniform Investment Adviser Law Examination 2005-05-02
  • S63 Uniform Securities Agent State Law Examination
    2007-09-29
  • S65 Uniform Investment Adviser Law Examination
    2005-05-02

View on SEC IAPD

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