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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-30
MD RA APPROVED 2004-12-17
  • TX RA
    APPROVED_RES
    Since 2016-09-30
  • MD RA
    APPROVED
    Since 2004-12-17

Branch Locations

5070 Dorsey Hall Dr Ste 101, Ellicott City, MD 21042 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Timonium MD 09/2005 03/2020
Ameriprise Financial Services, Llc Ellicott City MD 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 39722 Beach pebble sq #11, , Bethany Beach, DE, 19930; Not Investment-Related; 09/10/2020 / Residential condominium; 213 76th Ave, Unit D, , Myrtle Beach, SC, 29572; Investment-Related; 04/13/2021 / Single Family; 11075 E greythorn Dr, , Scottsdale, AZ, 85262; Investment-Related; 06/14/2021. Independent Insurance Brokering; BC/ BS of Maryland; 10/06/2021; / mutual of omaha; 10/05/2021; Group. Business Ownership; Mana Consulting Inc.; Tax filing; Will start filing income as S corp instead of Sole prop; 4312 rolling brook way, , ellioctt city, MD, 21043; Not Investment-Related; 02/10/2021; 0 hours per month; 0 during trading hours / SR3 LLC; Member; beach vacation rental home; 213 76th st, , myrtle beach, SC, 29572; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Ravindra dixit DBA Ravishine; Rental of shared office space; 5070 Dorsey Hall Dr, Ste 101, Ellicott city, MD 21042, ,; Investment-Related; 02/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours / shared space; Cornerstone CPA LLC will be leasing 2 rooms on hourly basis as they need space for meeting at 5070 Dorsey . Ste 101 Ellicott City, MD 21042, Room 2 & 3 will be allocated to them, I already requested them to have clear sign on doors, I will be handling all mails for them as well if any, will be talking to Condo association to get separate mailbox outside office for them.; 5070 Dorsey Hall Dr, Ste 101, Ste 2 and 3 , Ellicott City, MD, 21042-7711; Not Investment-Related; 12/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-15
S66 Uniform Combined State Law Examination 2004-11-12
  • S63 Uniform Securities Agent State Law Examination
    2004-11-15
  • S66 Uniform Combined State Law Examination
    2004-11-12

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