William Spruill

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 10/2017
  Hd Vest Investment Services
  Washington, DC
• 04/2024 → Present
  Uber
  Washington, DC
• 04/2024 → Present
  Transamerica Financial Advisors
  Ellicott City, MD
• 03/2018 → Present
  Wfgia
  Ellicott City, MD
• 09/2014 → Present
  Uber
  San Francisco, CA
• 07/2025 → Present
  Colonial Life
  Columbia, SC

Previous Registrations

• 2017-02-13 → 2017-11-15
  Avantax Advisory Services
  Washington, DC
• 1999-01-20 → 2009-10-07
  Ameriprise Financial Services, Llc
  Owings Mills, MD
  Annapolis, MD
  Annapolis, MD
  Annapolis, MD

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. UBER / 08/14-Prnt/ Investment Related: No /3623 Cottage Ave Baltimore, MD 21215/Driver/ Rideshare Service / Hrs. Work Monthly: 100 / Sec Trading Hrs.:0 / Driving UBER POSITION: Driver NATURE: Rideshare INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2014 ADDRESS: 1515 Third St, San Francisco CA 94158, United States DESCRIPTION: I perform rideshare duties- picking up and dropping off passengers. COLONIAL LIFE POSITION: None yet, but I will be a producer/broker NATURE: Group benefits provider INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/14/2025 ADDRESS: 1200 Colonial Life Blvd W, Columbia SC 29210, United States DESCRIPTION: Work with small businesses to offer group benefits (life/health/disability) to their employees

Exams

• S66 Uniform Combined State Law Examination
  2024-08-10
• S63 Uniform Securities Agent State Law Examination
  1989-06-26

Other Names

• William Iii Spruill
• William Spruill